Issued by UP Global Markets Ltd.
UP Global Markets Ltd. is fully committed to the prevention of money laundering and the financing of terrorism. We adhere to international standards and applicable legal requirements to detect, deter, and report suspicious financial activities.
UP Global Markets Ltd. strictly complies with all anti-money laundering (AML) and counter-terrorist financing (CTF) regulations in the jurisdictions in which we operate.
We require all clients to complete a thorough verification process, including providing valid identification documents, proof of address, and other necessary information. Enhanced due diligence is applied for higher-risk clients, transactions, or jurisdictions.
All transactions are monitored for suspicious activity, including irregular trading patterns and large or unusual withdrawals or deposits. Any suspicious transactions are promptly reported to the relevant authorities as required by law.
We apply a risk-based approach to AML/CTF compliance by assessing the potential risks associated with client profiles, jurisdictions, and transactions.
All employees are regularly trained to identify, prevent, and report suspicious activities in accordance with AML regulations.
Clients must ensure that all funds deposited into their trading accounts are derived from legitimate sources.
It is strictly prohibited to use UPGLOBALS accounts for illegal activities, including money laundering or terrorism financing.
UP Global Markets Ltd. has a zero-tolerance policy toward money laundering and reserves the right to refuse or terminate accounts where activities are suspected to contravene AML/CTF regulations.
Our commitment to AML compliance is part of a broader effort to maintain the integrity of the financial system and to ensure a safe and transparent trading environment for all our clients.
By using our services, clients acknowledge and agree to comply with UP Global Markets Ltd.’s AML policies and procedures.